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Updated: 1 hour 5 min ago

Secured Investment

Fri, 04/03/2020 - 18:35
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Fixed Rate Bonds /Safe Bonds/ BAH Financiere Management Limited

Fri, 04/03/2020 - 18:32
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

National Investor Guide

Fri, 04/03/2020 - 17:47
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Investor Supermarket

Fri, 04/03/2020 - 17:45
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Best Fixed Rates/ BestFixedRates

Fri, 04/03/2020 - 17:41
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Oralad Management (Clone of EEA authorised firm)

Fri, 04/03/2020 - 17:13
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

Sandberg Financials LLC

Fri, 04/03/2020 - 16:53
We believe this firm has been providing financial services or products in the UK without our authorisation relating to the COVID-19 pandemic. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Compare My Policy

Fri, 04/03/2020 - 16:51
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

Fri, 04/03/2020 - 15:36
We recognise that firms directly affected by coronavirus will need to keep their governance arrangements under review. Where we can, we intend to provide flexibility to FCA and PRA dual-regulated firms. We have made specific provisions for firms in these circumstances. 

Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

Fri, 04/03/2020 - 15:35
We set out our expectations to help solo-regulated firms apply the SM&CR. We recognise that firms directly affected by coronavirus will need to keep their governance arrangements under review and make appropriate changes as circumstances change. We do not require firms to have a single Senior Manager responsible for their coronavirus response. Firms should allocate these responsibilities in the way which best enables them to manage the risks they face. We have also published our expectations for dual-regulated firms with the Prudential Regulation Authority (PRA). 

Tesco Plc Trade

Fri, 04/03/2020 - 13:44
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Smith & Williamson Holdings (clone of authorised firm)

Fri, 04/03/2020 - 10:16
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

bondafy.com

Thu, 04/02/2020 - 13:51
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Theisaexpert.co.uk / The ISA Expert

Thu, 04/02/2020 - 12:56
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Littermanfx / Litterman FX

Thu, 04/02/2020 - 12:53
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

MarketCapital

Thu, 04/02/2020 - 12:50
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

UK Electronics (Instagram account: @ukelectronic)

Thu, 04/02/2020 - 12:49
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

SPARK GLOBAL LTD

Thu, 04/02/2020 - 12:42
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

CTindexforex (clone of authorised firm)

Thu, 04/02/2020 - 10:52
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

GeminiCPL (clone of authorised firm)

Thu, 04/02/2020 - 10:39
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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